Advisories
Symetra is committed to keeping you up-to-date with the latest regulatory requirements.
| Title | Category | State | Advisory Date | Advisory | Forms | Other |
|---|---|---|---|---|---|---|
| New York Reg 194 Agent Advisory | Annual Compliance Reminders | New York | 1/1/2011 | 2011-129-NY | 2011-129-NY-Form | 2011-129-NY-Article |
| District of Columbia - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | District of Columbia | 1/4/2011 | 2011-130-DC | ||
| Colorado - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Colorado | 2/15/2011 | 2011-131-CO | ||
| Wisconsin - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Wisconsin | 4/1/2011 | 2011-132-WI | ||
| Rhode Island - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Rhode Island | 4/25/2011 | 2011-133-RI | ||
| Annual Compliance Reminders - 2011 | Annual Compliance Reminders | [ALL] | 5/5/2011 | 2011-134-ALL | ||
| Annual Compliance Reminders - 2011 - NY | Annual Compliance Reminders | New York | 5/5/2011 | 2011-135-NY | ||
| New York - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | New York | 5/16/2011 | 2011-136-NY | ||
| Oregon - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Oregon | 5/18/2011 | 2011-137-OR | ||
| Ohio - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Ohio | 5/18/2011 | 2011-138-OH | ||
| West Virginia - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | West Virginia | 6/10/2011 | 2011-139-WV | ||
| New Jersey - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | New Jersey | 6/22/2011 | 2011-140-NJ | ||
| North Dakota - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | North Dakota | 7/11/2011 | 2011-141-ND | ||
| Texas - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Texas | 8/12/2011 | 2011-142-TX | ||
| South Carolina - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | South Carolina | 9/1/2011 | 2011-143-SC | ||
| Maryland - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Maryland | 10/17/2011 | 2011-144-MD | ||
| Illinois - Suitability in the Sale of Annuities & Agent Training Suitability - Annuities Illinois 11-04-2011 2011-145-IL Maryland - | Suitability - Annuities | Illinois | 11/4/2011 | 2011-145-IL | ||
| Alaska - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Alaska | 12/28/2011 | 2011-146-AK | ||
| California - Suitability in the Sale of Annuities, Agent Training, and Suitability Addendum | Suitability - Annuities | California | 12/29/2011 | 2011-151-CA | 2011-147-CA-Form | 2011-147-CA-Addendum |
| Hawaii - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Hawaii | 12/28/2011 | 2011-148-HI | ||
| Kentucky - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Kentucky | 12/28/2011 | 2011-149-KY | ||
| Indiana - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Indiana | 12/28/2011 | 2011-150-IN | ||
| Connecticut - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Connecticut | 1/18/2012 | 2012-152-CT | ||
| Washington - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Washington | 3/9/2012 | 2012-153-WA | ||
| Utah-Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Utah | 5/25/2012 | 2012-156-UT | ||
| South Dakota - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | South Dakota | 6/18/2012 | 2012-157-SD | ||
| Nebraska - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Nebraska | 8/1/2012 | 2012-158-NE | ||
| Annual Compliance Reminder - 2013 | Annual Compliance Reminders | [ALL] | 4/9/2013 | 2013-160-ALL | ||
| Annual Compliance Reminder - 2013 - NY | Annual Compliance Reminders | New York | 4/9/2013 | 2013-161-NY | ||
| Idaho - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Idaho | 5/3/2013 | 2013-162-ID | ||
| Michigan - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Michigan | 5/24/2013 | 2013-163-MI | ||
| Kansas - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Kansas | 5/24/2013 | 2013-164-MI | ||
| Minnesota - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Minnesota | 5/29/2013 | 2013-165-MN | ||
| Annual Compliance Reminders - 2014 | Annual Compliance Reminders | [ALL] | 4/8/2014 | ADV-1004-ALL | ||
| Missouri - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Missouri | 3/30/2017 | ADV-1024 | ||
| Virginia - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Virginia | 3/31/2017 | ADV-1023 | ||
| Arizona - Agent Training | Suitability - Annuities | Arizona | 1/1/2018 | ADV-1035-AZ | ||
| Arizona - Agent Training for New York Agents | Suitability - Annuities | Arizona | 1/1/2018 | ADV-1035-AZ | ||
| Montana - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Montana | 12/31/2017 | ADV-1034-MT | ||
| Pennsylvania - Suitability in the Sale of Annuities, Continuing Education & Agent Training | Suitability - Annuities | Pennsylvania | 12/26/2018 | 2018-152-PA | ||
| Annual Compliance Reminder - 2019 - NY | Annual Compliance Reminders | New York | 5/1/2019 | ADV-1008-NY | ||
| Annual Compliance Reminder - 2019 | Annual Compliance Reminders | [ALL] | 5/1/2019 | ADV-1004-ALL | ||
| Annual Compliance Reminder - 2020 | Annual Compliance Reminders | [ALL] | 5/1/2020 | ADV-1066-ALL | ||
| Annual Compliance Reminder - 2020 - NY | Annual Compliance Reminders | New York | 5/1/2020 | ADV-1066-NY | ||
| Annual Compliance Reminder - 2021 | Annual Compliance Reminder | [ALL] | 5/1/2021 | ADV-1120-ALL | ||
| Annual Compliance Reminder - 2021 - Morgan Stanley | Annual Compliance Reminder | [ALL] | 5/1/2021 | ADV-1120-ALL-MS | ||
| Annual Compliance Reminder - 2021 - NY - Morgan Stanley | Annual Compliance Reminder | New York | 5/1/2021 | ADV-1120-NY-MS | ||
| Annual Compliance Reminder - 2021 - NY | Annual Compliance Reminder | New York | 5/1/2021 | ADV-1120-NY | ||
| Annual Compliance Reminder - 2018 - NY | Annual Compliance Reminders | New York | 5/1/2018 | ADV-1008-NY | ||
| Annual Compliance Reminder - 2018 | Annual Compliance Reminders | [ALL] | 5/1/2018 | ADV-1004-ALL | ||
| Wyoming - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Wyoming | 9/25/2014 | ADV-1008-WY | ||
| Massachusetts - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Massachusetts | 9/30/2016 | ADV-1009-MA | ||
| New Hampshire - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | New Hampshire | 12/31/2014 | ADV-1009-NH | ||
| Maine - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Maine | 10/31/2015 | ADV-1012-ME | ||
| Tennessee - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Tennessee | 10/31/2015 | ADV-1014-TN | ||
| Georgia - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Georgia | 2/29/2016 | ADV-1017-GA | ||
| Complaint Advisory | Annual Compliance Reminders | [ALL] | 11/16/2018 | ADV-1041-ALL | ||
| Complaint Advisory - NY | Annual Compliance Reminders | New York | 11/16/2018 | ADV-1041-NY | ||
| Sales of Annuities and Life Insurance Products to Veterans | Suitability - Annuities | California | 3/28/2019 | 03-28-2019-ADV-CA | ||
| Alabama - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Alabama | 1/1/2022 | ADV-1141-AL | ||
| Kentucky - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Kentucky | 1/1/2022 | ADV-1141-KY | ||
| Maine - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Maine | 1/1/2022 | ADV-1141-ME | ||
| Nebraska - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Nebraska | 1/1/2022 | ADV-1141-NE | ||
| North Dakota - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | North Dakota | 1/1/2022 | ADV-1141-ND | ||
| Connecticut - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Connecticut | 3/1/2022 | ADV-1154-CT | ||
| Maryland - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Maryland | 9/23/2022 | ADV-1166-MD | ||
| New Mexico - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Anuities | Nebraska | 9/23/2022 | ADV-1166-NM | ||
| Colorado - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Colorado | 10/11/2022 | ADV-1167-CO | ||
| South Carolina - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | South Carolina | 10/11/2022 | ADV-1167-SC | ||
| Alaska - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Alaska | 11/22/2022 | ADV-1168-AK | ||
| Hawaii - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Hawaii | 12/12/2022 | ADV-1170-HI | ||
| Minnesota - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Minnesota | 12/12/2022 | ADV-1170-MN | ||
| North Carolina - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | North Carolina | 12/12/2022 | ADV-1170-NC | ||
| South Dakota - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | South Dakota | 12/12/2022 | ADV-1170-SD | ||
| Wyoming - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Wyoming | 1/17/2023 | ADV-1174-WY | ||
| Massachusetts - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Massachusetts | 5/16/2023 | ADV-1177-MA | ||
| West Virginia - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | West Virginia | 5/16/2023 | ADV-1177-WV | ||
| Annual Compliance Reminder - 2023 | Annual Compliance Reminders | [ALL] | 7/19/2023 | ADV-1178 | ||
| Annual Compliance Reminder - 2023 - NY | Annual Compliance Reminders | New York | 7/19/2023 | ADV-1178-NY | ||
| Georgia - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Georgia | 7/27/2023 | ADV-1180-GA | ||
| Illinois - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Illinois | 7/27/2023 | ADV-1180-IL | ||
| Oklahoma - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Oklahoma | 8/23/2023 | ADV-1182-OK | ||
| Florida - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Florida | 12/31/2023 | ADV-1187-FL | ||
| Kansas - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Kansas | 12/31/2023 | ADV-1187-KS | ||
| Oregon - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Oregon | 12/31/2023 | ADV-1187-OR | ||
| Tennessee - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Tennessee | 12/31/2023 | ADV-1187-TN | ||
| Washington - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Washington | 12/31/2023 | ADV-1187-WA | ||
| New Hampshire - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | New Hampshire | 4/12/2024 | ADV-1191-NH | ||
| Annual Compliance Reminder - 2024 | Annual Compliance Reminders | [ALL] | 7/2/2024 | ADV-1192 | ||
| Indiana - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Indiana | 6/27/2024 | ADV-1194-IN | ||
| Utah - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Utah | 6/27/2024 | ADV-1194-UT | ||
| Vermont - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Vermont | 6/27/2024 | ADV-1194-VT | ||
| Annual Compliance Reminder - 2024 - NY | Annual Compliance Reminders | New York | 7/2/2024 | ADV-1195-NY | ||
| Missouri - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Missouri | 8/22/2024 | ADV-1197-MO | ||
| Louisiana - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Louisiana | 10/13/2024 | ADV-1199-LA | ||
| Annual Compliance Reminder - 2014 - NY | Annual Compliance Reminders | New York | 4/8/2014 | ADV-1005-NY | ||
| Annual Compliance Reminder - 2012 | Annual Compliance Reminders | [ALL] | 4/20/2012 | 2012-154-ALL | ||
| Annual Compliance Reminder - 2016 | Annual Compliance Reminders | [ALL] | 4/26/2016 | ADV-1004-ALL | ||
| Annual Compliance Reminder - 2016 - NY | Annual Compliance Reminders | New York | 4/26/2016 | ADV-1005-NY | ||
| Annual Compliance Reminder - 2017 - NY | Annual Compliance Reminders | New York | 4/10/2017 | ADV-1005-NY | ||
| Annual Compliance Reminder - 2017 | Annual Compliance Reminders | [ALL] | 4/10/2017 | ADV-1004-ALL | ||
| Annual Compliance Reminder - 2012 - NY | Annual Compliance Reminders | New York | 4/20/2012 | 2012-155-NY | ||
| Annual Compliance Reminder - 2015 | Annual Compliance Reminders | [ALL] | 4/17/2015 | ADV-1004-ALL | ||
| Annual Compliance Reminder - 2015 - NY | Annual Compliance Reminders | New York | 4/17/2015 | ADV-1005-NY | ||
| Idaho - Suitability in the Sale of Annuities & Agent Training | Suitability - Annuities | Idaho | 7/1/2020 | 2020-526-ID | ||
| New York Cybersecurity Regulation | Annual Compliance Reminders | New York | 3/1/2019 | 03-01-2019-NY | ||
| New York Regulation 187 Advisory | Annual Compliance Reminder | New York | 5/28/2019 | ADV-1052-NY | ADV-1052-NY-Attachment | |
| Producer Standard of Care Updates | Annual Compliance Reminder | [ALL] | 8/8/2019 | ADV-1056-ALL | ADV-1056-Reg | |
| National Product Training Letter | Suitability - Annuities | [ALL] | 12/10/2014 | RD-1061 | ||
| New York Regulation 187 Advisory - Life | Annual Compliance Reminder | New York | 11/1/2019 | ADV-1065-NY | ||
| Regulatory developments on consumer privacy and data security | Annual Compliance Reminder | [ALL] | 5/17/2019 | ADV-1051-ALL | ||
| Variable Annuity Replacements | Suitability - Annuities | [ALL] | 2/26/2019 | 02-26-2019-VAR | ||
| Oklahoma Regulatory change for Producer Acting as Agent | Annual Compliance Reminder | [ALL] | 10/28/2019 | ADV-1064-ALL | ADV-1064-ALL-Attachment | |
| Montana - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Montana | 8/16/2021 | ADV-1135-MT | ||
| Texas - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Texas | 8/16/2021 | ADV-1135-TX | ||
| Virginia - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Virginia | 8/16/2021 | ADV-1135-VA | ||
| Arizona - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Arizona | 12/31/2020 | ADV-1086-AZ | ||
| Iowa - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Iowa | 1/1/2021 | ADV-1086-IA | ||
| Rhode Island - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Rhode Island | 4/1/2021 | ADV-1086-RI | ||
| Arkansas - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Arkansas | 6/29/2021 | ADV-1121-AR | ||
| Delaware- NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Delaware | 6/29/2021 | ADV-1121-DE | ||
| Idaho - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Idaho | 6/29/2021 | ADV-1121-ID | ||
| Michigan - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Michigan | 6/29/2021 | ADV-1121-MI | ||
| Ohio - NAIC Suitability in Annuity Transactions Model Regulation | Suitability - Annuities | Ohio | 6/29/2021 | ADV-1121-OH |
If you have questions, or would like to be added to a mailing list to receive regulatory updates, please contact the Life & Retirement Sales Desk at invest@symetra.com or 1-800-706-0700.
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